Serabi Gold plc - Holdings in Company
27.01.2012 | Marketwired
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For filings with the FSA include the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Serabi Gold plc
attached: ii
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are
attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the
notification obligation: iii Christopher Kingsman
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4. Full name of shareholder(s) Greenwood Investments
(if different from 3.):iv Ltd
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5. Date of the transaction and date on
which the threshold is crossed or 25 January 2012
reached: v
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6. Date on which issuer notified: 26 January 2012
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7. Threshold(s) that is/are crossed or
reached: vi, vii previously 22.02%
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8. Notified details:
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A: Voting rights attached to shares viii, ix
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Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible
using
the ISIN CODE
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Number of Number of Number Number of voting % of voting
Shares Voting of rights rights x
Rights shares
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Direct Direct Indirect Direct Indirect
xi xii
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GB00B4T0YL77 11,590,000 11,590,000 18,851,000 20.71%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of
instrument date xiii Conversion rights that may be voting
Period xiv acquired if the rights
instrument is
exercised/ converted.
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Convertible loan note 31 Oct exercisable 2,000,000 2.19%
2014
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Warrants (GB00B4KL4207) 2 Dec 2012 exercisable 500,000 0.55%
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Warrants (unlisted) 24 January exercisable 937,500 1.03%
2014
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C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments xv, xvi
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Resulting situation after the triggering transaction
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Type of financial Exercise Expiration Exercise/ Number of % of
instrument price date xvii Conversion voting rights voting
period instrument rights
xviii refers to xix, xx
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
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22,288,500 24.49%
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9. Chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held, if applicable: xxi
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Shares held via Greenwood Investments Ltd.
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder
will cease to hold:
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12. Date on which proxy holder will cease to
hold voting rights:
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13. Additional information:
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14. Contact name: Christopher Kingsman
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15. Contact telephone number: 020 3287 2323
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Christopher Kingsman
020 3287 2323