Serabi Gold plc: Director/PDMR Shareholding
30.01.2012 | Marketwired
LONDON, 01/30/12 -- This Form TR1 is issued by Serabi Gold plc in satisfaction of UK Regulatory Requirements
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached:
(ii) Serabi Gold plc
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2 Reason for the notification (please tick the
appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are
attached
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An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification Christopher
obligation:(iii) Kingsman
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4. Full name of shareholder(s) (if different from Greenwood
3.):(iv) Investments Ltd
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5. Date of the transaction and date on which the
threshold is crossed or reached: (v) 26 January 2012
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6. Date on which issuer notified: 28 January 2012
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7. Threshold(s) that is/are crossed or reached:(vi, previously
vii) 24.49%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type of
shares if
possible Situation previous to
using the the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
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Number of Number of Number Number of voting % of voting
Shares Voting of rights rights(x)
Rights shares
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Direct Direct Indirect Direct Indirect
(xi) (xii)
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GB00B4T0YL77 18,851,000 18,851,000 0 0%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting % of
rights that may voting
be acquired if rights
Type of Exercise/ the instrument
financial Conversion is exercised/
instrument Expiration date(xiii) Period(xiv) converted.
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Convertible
loan note 31 Oct 2014 NIL 0%
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Warrants
(GB00B4KL4207) 2 Dec 2012 NIL 0%
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Warrants
(unlisted) 23 January 2014 NIL 0%
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C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of
financial price date(xvii) Conversion rights instrument voting
instrument period(xviii) refers to rights
(xix, xx)
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
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NIL 0%
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9. Chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held, if applicable: (xxi)
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Greenwood Investments Ltd has sold its shares, warrants and loan note to
Anker Holding AG. Anker Holding is beneficially owned by Anna Kingsman, wife
of Christopher Kingsman, non-executive director of Serabi Gold.
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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-
13. Additional information:
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Christopher
14. Contact name: Kingsman
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15. Contact telephone number: 020 3287 2323
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Contact:
Christopher Kingsman
020 3287 2323
