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Anglo Pacific Group PLC Announces TR-1: Notification of Major Holdings

20.09.2017  |  FSCwire

London, England (FSCwire) - TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Anglo Pacific Group PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

18 SEPTEMBER 2017

6. Date on which issuer notified (DD/MM/YYYY):

19 SEPTEMBER 2017

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares

(total of 8. A)

% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

6.1234%

0.00

6.1234%

180,902,034

Position of previous notification (if  applicable)

N/A

N/A

N/A

 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive

2004/109/EC)

(DTR5.1)

Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)

Direct

(Art 9 of Directive

2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)

GB0006449366

N/A

11,077,308

N/A

6.1234%

         
         

SUBTOTAL 8. A

11,077,308

6.1234%

                     

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration datex

Exercise/

Conversion Periodxi

Number of voting rights that may be acquired if the instrument is  exercised/converted.

% of voting rights

             

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/  Conversion

Period xi

Physical or cash  settlementxii

Number of voting rights

% of voting rights

                         

SUBTOTAL

8.B.2

   

                                    

9. Information in relation to the person subject to the notification obligation (please mark the  applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher

than the notifiable threshold

% of voting rights through financial instruments if it

equals or is higher

than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.1

6.1234%

6.1234%

 

Canaccord Genuity Wealth Group Holdings Limited

6.1234%

6.1234%

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

6.1234%

6.1234%

Hargreave Hale Lim-

ited

6.1234%

6.1234%

1 Each company set out in this table is ultimately owned by Canaccord Genuity Group Inc.

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

This disclosable event is as a result of the acquisition of Hargreave Hale Limited by Canaccord Genuity Group Inc., through its wholly-owned subsidiary Canaccord Genuity Wealth Group Holdings (Jersey) Limited.

Place of completion

London

Date of completion

19/09/17


This information is provided by RNS

The company news service from the London Stock Exchange

END



To view this press release as a PDF file, click onto the following link:
public://news_release_pdf/Anglo09202017.pdf

Source: Anglo Pacific Group PLC (LSE:APF, TSX:APY)

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